Senior consultant CASS

Written By Richard Wegrzyn

  • SC:Cass

  • We are looking for a Senior CASS Lead, who will be the firm’s subject matter expert on all CASS related matters.

    We will need someone who is a seasoned CASS expert and has a credible market presence, who can lead our CASS conversations across the market and win, deliver and/or quality assure our CASS work.  

    They will play a critical role in establishing and growing our CASS offering, including s166 and quasi s166 reviews.

    • Alignment to our values

    • At least 10 years’ experience as subject matter expert, ideally 5 years spent in consulting. Alternatively, as least 5 years’ experience of working in the professional services environment (you may have designed and delivered CASS audits at an Audit firm).

    • Comprehensive working knowledge of the UK CASS framework

    • Strong written communication skills Strong verbal communication

    • Proven track record in managing stakeholder relationships including regulatory reviews

    • An entrepreneurial mindset

    • Ability to lead – setting the direction for you and others with minimal supervision or direction

    • A long-term mindset and a passion for self-improvement

    • A strong network of professionals in compliance roles

    • Ability to influence through persuasive written or verbal communication

    • Desire to be yourself and show your personality at work

    • CASS Compliance Expertise: Act as the primary CASS expert, leading the delivery of reviews, performing QA on engagement deliverables and identifying/managing engagement risks 

    • Skilled Person and Quasi Skilled Person Review: Lead and QA higher-risk CASS reviews

    • Team growth and leadership: grow and manage a team of CASS consultants.

    • Business Development: Lead client acquisition efforts and practice growth

    • Stakeholder Engagement: initiate, establish and maintain strong relationships with prospective clients, actual clients, regulatory bodies and trade associations

    • Lead internal initiatives, processes, and solutions – seeking to continually improve the effectiveness and efficiency of how we operate

    • Articulate insightful and compelling perspectives and opinions on relevant regulatory trends and activities, i.e. CASS regulatory developments, multi-firm reviews and any enforcement action

    • Maintain comprehensive knowledge of regulatory matters and future developments

    • Develop compelling and profitable product and service offerings

    • Maintain constructive working relationships with clients, colleagues and other stakeholders

    • Treat the firm like your business and factor this into your actions and decisions

    • Actively seek out opportunities to contribute to developing diversity and inclusivity within Avyse

    • Take responsibility for your own career development and those of the consultants working with you

    • Demonstrate an understanding of the importance of intellectual curiosity

  • £85-104k depending upon experience

  • London, hybrid working

    We are not currently able to sponsor work visas.

Apply now
Richard Wegrzyn https://www.avyse.co.uk
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