What’s on our mind.
We always want to shine a light on the topics that matter most. And we try and not only tell you about what’s happening, but importantly - why it’s relevant to you.
Credit Suisse FCA fine: what can we learn?
We go beyond the obvious failings and look at whether there is anything else practical that firms can take from the enforcement
Skilled person review: prevention is better than cure (Part 1)
Regulatory intervention, such as skilled person reviews or court appointed monitors are time consuming and costly tools used with increasing frequency by regulatory bodies. We share our insights on why and what firms can do to minimise the impacts.